Level Regulatory Exam Support for FSPs (Sole Proprietors) and Key Individuals (RE1)
Six-Week Online Short Programme
Overview
Our Six-Week Online Short Programme is meticulously designed to guide sole proprietors and key individuals through the sixteen tasks and associated qualifying criteria required for the RE1 exam. The programme is structured to break these components into manageable portions, ensuring comprehensive coverage and understanding.
Programme Structure
Weekly Breakdown:
Week 1-6: Each week, students will focus on specific sections of the study material. The programme includes self-assessment tasks, with some weeks featuring recordings to explain advanced concepts.
Focus Areas
Content Mastery:
Detailed exploration of the tasks required for the RE1 exam.
Understanding the FAIS Act and its application.
Exam Techniques:
Strategies for answering multiple choice questions effectively.
Benefits
Upon completion, participants will be able to:
Comply with the FAIS Act: Ensuring adherence to legislation governing financial service providers.
Maintain FSP License: Understanding and fulfilling requirements to retain your license.
Adhere to Codes of Conduct: Recognize and meet obligations under the relevant codes of conduct and subordinate legislation.
Apply Financial Knowledge: Gain practical knowledge of financial products and services.
Understand Fraud and Debarment Consequences: Learn the repercussions of fraudulent actions or acts leading to debarment.
Ensure Compliance: Align duties and actions with compliance requirements.
Record-Keeping: Perform effective record-keeping activities.
Comply with FICA: Adhere to FICA and other anti-money laundering legislation relevant to FSPs.
Options
Online Short Course: Regulatory Examination Support for FSPs and Key Individuals (RESFK1-OS) – 6 weeks
Comprehensive course including study materials.
Additional Offerings (Each available separately):
Study Material: Access to all necessary study materials in electronic format.
Three Electronic Practice Exams: Practice exams to simulate the actual test environment.
Two-Day Online Workshop: Intensive workshop to reinforce learning and address challenging areas.
Customizable Learning
Participants can tailor their learning experience by selecting individual components:
Purchase practice exams independently.
Access only the study material.
Opt for the full programme for an all-encompassing preparation.
This programme is designed to provide flexibility and thorough preparation for those aiming to excel in their RE1 exam, ensuring regulatory compliance and professional growth in the financial services industry.